RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••• E•••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 12, 2026 · Murfreesboro , Tn
- L•• F•••••••• L•• BD affiliatedFeb 4, 2021 to Jun 16, 2026 · Murfreesboro, Tn
- E••••• J•••• national BDMay 27, 2016 to Feb 8, 2021 · Mission Viejo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 8, 2014 to May 31, 2016 · Lake Forest, Ca
- C••••• A•••••• N••••••• L•• formerJul 8, 2014 to Oct 9, 2014 · Murrieta, Ca
- W•••••• • R••• formerMar 17, 2014 to Jun 13, 2014 · Riverside, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 27, 2012 to Jul 9, 2013 · Corona, Ca
- E••••• J•••• national BDJul 12, 2010 to Nov 6, 2012 · Wildomar, Ca
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 16, 2026, registered Jun 12, 2026 (-4 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to L•• F•••••••• L••left Feb 8, 2021, registered Feb 4, 2021 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left May 31, 2016, registered May 27, 2016 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• A•••••• N••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 9, 2014, registered Oct 8, 2014 (-1 days) · Other
- W•••••• • R••• to C••••• A•••••• N••••••• L••left Jun 13, 2014, registered Jul 8, 2014 (25 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Jul 9, 2013, registered Mar 17, 2014 (251 days) · Other
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 6, 2012, registered Nov 27, 2012 (21 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• T••• E••••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-06-12)Jun 16, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address