RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• A•••••• L•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 3, 2012 · St. Louis, Mo
- J••• G••••• L•• unclassifiedOct 17, 2007 to Apr 16, 2010 · Boston, Ma
- T•• C••••• G••••• L•• unclassifiedApr 11, 2007 to Dec 20, 2011 · Boston, Ma
- T•• C••••• G•••• O• N•••••• L•• unclassifiedApr 11, 2007 to Dec 20, 2011 · Boston, Ma
- T•• C••••• G••••• L•• to J••• G••••• L••left Dec 20, 2011, registered Oct 17, 2007 (-1525 days) · Other
- T•• C••••• G•••• O• N•••••• L•• to T•• C••••• G••••• L••left Dec 20, 2011, registered Apr 11, 2007 (-1714 days) · Other
- J••• G••••• L•• to F•••• P••••••• W•••••• L••left Apr 16, 2010, registered Jan 3, 2012 (627 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address