DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alan Scott Barrier
Feed of 09/14/2026
At current firm
3 y
since Sep 5, 2023
In the industry
19 y
since Apr 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hornor, Townsend & Kent, LLC independent RIA currentsince Sep 5, 2023 · St Petersburg, Fl
- Osaic Wealth, Inc. BD affiliatedDec 15, 2020 to Sep 26, 2023 · St Petersburg, Fl
- Hornor, Townsend & Kent, LLC independent RIANov 12, 2020 to Dec 15, 2020 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Hornor, Townsend & Kent, LLCleft Sep 26, 2023, registered Sep 5, 2023 (-21 days) · Affiliated broker-dealer or bank to another
- Hornor, Townsend & Kent, LLC to Osaic Wealth, Inc.left Dec 15, 2020, registered Dec 15, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- Alan Scott Barrier left Osaic Wealth, Inc. for Hornor, Townsend & Kent, Llc (registered 2023-09-05)Sep 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address