A••••• R•••••• F•••••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Mar 16, 2017 · North Bethesda, Md
• T••••• A••••••• S•••••••• I••• BD affiliated
  Sep 12, 2016 to Mar 17, 2017 · Chevy Chase, Md
• S••••••• I••••••••• S•••••••• I••• former
  May 1, 2008 to Dec 31, 2016 · Laurel, Md

• T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Mar 17, 2017, registered Mar 16, 2017 (-1 days) · Other · moved with a team
• S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
  left Dec 31, 2016, registered Sep 12, 2016 (-110 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address