DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
0 y
since Jan 12, 2026
In the industry
19 y
since Jan 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Jan 12, 2026 · Zeeland, Mi
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 18, 2014 to Apr 27, 2023 · Zeeland, Mi
- Sii Investments, Inc. formerDec 21, 2010 to Nov 17, 2014 · Zeeland, Mi
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Advisory Alpha, LLCleft Apr 27, 2023, registered Jan 12, 2026 (991 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Sii Investments, Inc. to Cambridge Investment Research Advisors, Inc.left Nov 17, 2014, registered Nov 18, 2014 (1 days) · Other
Signals
- Nathan C Weeber left Cambridge Investment Research Advisors, Inc. for Advisory Alpha, Llc (registered 2026-01-12)Apr 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address