RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R••• S••••
- V•• B•••••• • A••••••••• independent RIA currentsince Aug 18, 2020 · Portland, Or
- F•••••••• A•••••••• I••••••••• M••••••••• formerMar 29, 2017 to Aug 19, 2020 · Portland, Or
- L•• F•••••••• L•• BD affiliatedAug 20, 2009 to Dec 23, 2016 · The Dalles, Or
- V•• B•••••• • A••••••••• I••• formerAug 13, 2009 to Apr 25, 2017 · The Dalles, Or
- F•••••••• A•••••••• I••••••••• M••••••••• to V•• B•••••• • A•••••••••left Aug 19, 2020, registered Aug 18, 2020 (-1 days) · RIA to a newly registered adviser · moved with a team
- V•• B•••••• • A••••••••• I••• to L•• F•••••••• L••left Apr 25, 2017, registered Aug 20, 2009 (-2805 days) · Other · moved with a team
- L•• F•••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••left Dec 23, 2016, registered Mar 29, 2017 (96 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address