DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•• B•••••• • A•••••••••
Legal name V•• B•••••• • A••••••••• I•••
Latest filing Mar 20, 2026
First filing on the tape Jun 11, 2020 · 24 filings
SEC status approved since Jul 31, 2020
RAUM
$680M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$680M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$136M
derived; firm RAUM over IAPD count
Employees
11
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$680M as of Mar 20, 2026
Mar 26, 2021$385M then
HNW client RAUM$562M as of Mar 20, 2026
Mar 26, 2021$235M then
State-registered IARs (5.B.3)4 as of Mar 20, 2026
Mar 26, 20212 then
Employees (5.A)11 as of Mar 20, 2026
Mar 26, 20219 then
Private funds: no history
RAUM +18% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $136MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $328,595derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminars, otherreportedItem 5.G
- Custody
- $344M, 359 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$562M83%
- Individuals$118M17%
- Corporations and businesses$90,0000.0%
- Individual clients
- 241reported
- HNW clients
- 258reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,070reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $344M for 359 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••• V•• B••••••Chartered Financial Consultant | The Dalles, Or | Aug 4, 2020 | 39 y | 3 |
| C•••• R••• S••••Certified Financial Planner, Chartered Financial Consultant | The Dalles, Or | Aug 18, 2020 | 19 y | 3 |
| A•••• D•••• L••••••••• | Portland, Or | Apr 10, 2023 | 11 y | 0 |
| S••••• A•••••• P••• | The Dalles, Or | Aug 30, 2023 | 24 y | 1 |
| D•••• A••••••••• | Portland, Or | Sep 10, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• A•••••• P••• from L•• F•••••••• L••Aug 30, 2023 · Other
- C•••• R••• S•••• from F•••••••• A•••••••• I••••••••• M•••••••••Aug 18, 2020 · RIA to a newly registered adviser
- W•••• V•• B•••••• from F•••••••• A•••••••• I••••••••• M•••••••••Aug 4, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F•••••••• A•••••••• I••••••••• M•••••••••Aug 19, 2020 · Olympia, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•• B••••••• W•••• · Ownercontrolsince 01/1992 · owns 75% or more
- A•••••• P•••• S••••• · Chief Compliance Officersince 06/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| The Dalles, Or · principal | 5 | 1 | 0 | ||
| Portland, Or | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Portland, OR1 employees
What changed
consecutive filings, newest first
- Accounts · 2,158 to 2,070Mar 19, 2025 to Mar 20, 2026
- Corporate clients · unset to 1.0Mar 19, 2025 to Mar 20, 2026
- HNW clients · 215 to 258Mar 19, 2025 to Mar 20, 2026
- Individual clients · 281 to 241Mar 19, 2025 to Mar 20, 2026
- Assets in custody · $281M to $344MMar 19, 2025 to Mar 20, 2026
- Employees · 9 to 11Mar 19, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 1-10Mar 19, 2025 to Mar 20, 2026
- Discretionary RAUM · $576M to $680MMar 19, 2025 to Mar 20, 2026
- HNW RAUM · $443M to $562MMar 19, 2025 to Mar 20, 2026
- Individual RAUM · $134M to $118MMar 19, 2025 to Mar 20, 2026
- RAUM · $576M to $680MMar 19, 2025 to Mar 20, 2026
- Accounts · 2,079 to 2,158Jul 2, 2024 to Mar 19, 2025
- HNW clients · 194 to 215Jul 2, 2024 to Mar 19, 2025
- Individual clients · 286 to 281Jul 2, 2024 to Mar 19, 2025
- Assets in custody · $165M to $281MJul 2, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Jul 2, 2024 to Mar 19, 2025
- Discretionary RAUM · $504M to $576MJul 2, 2024 to Mar 19, 2025
- HNW RAUM · $369M to $443MJul 2, 2024 to Mar 19, 2025
- Individual RAUM · $136M to $134MJul 2, 2024 to Mar 19, 2025
- RAUM · $504M to $576MJul 2, 2024 to Mar 19, 2025
- Accounts · 1,953 to 2,079Dec 5, 2023 to Mar 27, 2024
- Advisory employees · 2 to 3Dec 5, 2023 to Mar 27, 2024
- HNW clients · 170 to 194Dec 5, 2023 to Mar 27, 2024
- Individual clients · 287 to 286Dec 5, 2023 to Mar 27, 2024
- State-registered IARs · 3 to 4Dec 5, 2023 to Mar 27, 2024
- Discretionary RAUM · $446M to $504MDec 5, 2023 to Mar 27, 2024
- HNW RAUM · $309M to $369MDec 5, 2023 to Mar 27, 2024
- Individual RAUM · $137M to $136MDec 5, 2023 to Mar 27, 2024
- RAUM · $446M to $504MDec 5, 2023 to Mar 27, 2024
- Accounts · 1,887 to 1,953Oct 31, 2022 to Mar 20, 2023
- Corporate clients · 3.0 to unsetOct 31, 2022 to Mar 20, 2023
- HNW clients · 184 to 170Oct 31, 2022 to Mar 20, 2023
- Individual clients · 272 to 287Oct 31, 2022 to Mar 20, 2023
- Assets in custody · $168M to $165MOct 31, 2022 to Mar 20, 2023
- State-registered IARs · 2 to 3Oct 31, 2022 to Mar 20, 2023
- Discretionary RAUM · $479M to $446MOct 31, 2022 to Mar 20, 2023
- HNW RAUM · $345M to $309MOct 31, 2022 to Mar 20, 2023
- Individual RAUM · $133M to $137MOct 31, 2022 to Mar 20, 2023
- RAUM · $479M to $446MOct 31, 2022 to Mar 20, 2023
- Accounts · 1,624 to 1,887Feb 17, 2022 to Mar 16, 2022
Signals
1 dated events
- V•• B•••••• • A••••••••• filed its initial SEC registration (Form ADV)Jun 11, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@vonborstel.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- craigstaff@vonborstel.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-296-6668reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-252-0078reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-257-6969reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/vonborstelreportedpublic record, Form ADV, Sep 18, 2026
- Website
- vonborstel.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-296-6669reportedpublic record, Form ADV, Mar 20, 2026
- Contact form
- vonborstel.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- vonborstel.com/about/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $136Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026