RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M• C••••••
- P••••••••• F•••••••• G•••• state registered currentsince Apr 24, 2025 · Springfield, Mo
- U•• F•••••••• S•••••••• I••• independent RIASep 17, 2015 to Apr 8, 2025 · Springfield, Mo
- L••••• F•••••••• I•• formerMay 9, 2008 to Sep 9, 2015 · Overland Park, Ks
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 24, 2007 to May 1, 2008 · Shell Knob, Mo
- U•• F•••••••• S•••••••• I••• to P••••••••• F•••••••• G••••left Apr 8, 2025, registered Apr 24, 2025 (16 days) · RIA to a state-registered adviser
- L••••• F•••••••• I•• to U•• F•••••••• S•••••••• I•••left Sep 9, 2015, registered Sep 17, 2015 (8 days) · Other
- V••• F•••••••• A•••••••• I••• to L••••• F•••••••• I••left May 1, 2008, registered May 9, 2008 (8 days) · Other
- D•••• M• C•••••• left U•• F•••••••• S•••••••• I••• for P••••••••• F•••••••• G•••• (registered 2025-04-24)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address