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Registered advisor
S•••••• R• H•••
Feed of 09/14/2026
Also filed as S•••••• H•••
At current firm
0 y
since Jan 5, 2026
In the industry
18 y
since Oct 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 5, 2026 · Annapolis, Md
- S••••• F•••••••• G•••• I•• formerOct 16, 2013 to May 20, 2021 · Annapolis, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 12, 2012 to Nov 15, 2013 · Annapolis, Md
- O•••• F•• I••• formerAug 18, 2009 to Nov 26, 2012 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Jan 5, 2026 (1691 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••• F•••••••• G•••• I••left Nov 15, 2013, registered Oct 16, 2013 (-30 days) · Other
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 26, 2012, registered Nov 12, 2012 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address