DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mahendra Singh Rathore

Omega Wealth Management, LLCstate registeredCharlotte, Ncdual registrantIAPD 5328808

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Mahendra Singh Rathore

At current firm

2 y

since Apr 2, 2024

In the industry

19 y

since Aug 6, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Omega Wealth Management, LLC state registered current
since Apr 2, 2024 · Charlotte, Nc
Ally Invest Advisors independent RIA
Apr 26, 2022 to Nov 4, 2022 · Charlotte, Nc
Omega Wealth Management, LLC unclassified
Mar 8, 2022 to Apr 11, 2022 · Charlotte, Nc
Equitable Advisors, LLC national BD
Apr 25, 2018 to Mar 11, 2020 · Charlotte, Nc
Alight Financial Advisors, LLC independent RIA
Nov 7, 2014 to Sep 15, 2017 · Charlotte, Nc
Msi Financial Services, Inc. former
Feb 22, 2010 to Dec 13, 2010 · Charlotte, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 6, 2007 to Dec 22, 2008 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Ally Invest Advisors to Omega Wealth Management, LLC
left Nov 4, 2022, registered Apr 2, 2024 (515 days) · RIA to a state-registered adviser
Omega Wealth Management, LLC to Ally Invest Advisors
left Apr 11, 2022, registered Apr 26, 2022 (15 days) · Other
Equitable Advisors, LLC to Omega Wealth Management, LLC
left Mar 11, 2020, registered Mar 8, 2022 (727 days) · Other
Alight Financial Advisors, LLC to Equitable Advisors, LLC
left Sep 15, 2017, registered Apr 25, 2018 (222 days) · Other
Msi Financial Services, Inc. to Alight Financial Advisors, LLC
left Dec 13, 2010, registered Nov 7, 2014 (1425 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Msi Financial Services, Inc.
left Dec 22, 2008, registered Feb 22, 2010 (427 days) · Other

Signals

Mahendra Singh Rathore left Ally Invest Advisors for Omega Wealth Management, Llc (registered 2024-04-02)
Nov 4, 2022 · Advisor changed firm · fact
Mahendra Singh Rathore left Omega Wealth Management, Llc for Ally Invest Advisors (registered 2022-04-26)
Apr 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address