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Registered advisor
R••• M••••••• U••••
Feed of 09/14/2026
Also filed as R••• M••••••• U••••
At current firm
2 y
since Jun 21, 2024
In the industry
18 y
since Jan 26, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jun 21, 2024 · Honolulu, Hi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 14, 2016 to Jan 30, 2024 · Honolulu, Hi
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 13, 2014 to Oct 10, 2016 · Honolulu, Hi
- T• A••••••••• I••• formerAug 13, 2014 to Oct 10, 2016 · Honolulu, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerJan 17, 2012 to Aug 6, 2014 · Honolulu, Hi
- A••••••••• F•••••••• S•••••••• L•• national BDJan 28, 2008 to Jan 25, 2012 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jan 30, 2024, registered Jun 21, 2024 (143 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 10, 2016, registered Oct 14, 2016 (4 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 10, 2016, registered Aug 13, 2014 (-789 days) · channel change inside one enterprise, not a move
- B••••••• I••••••••• S•••••••• I••• ••••• to T• A••••••••• I•••left Aug 6, 2014, registered Aug 13, 2014 (7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Jan 25, 2012, registered Jan 17, 2012 (-8 days) · Other
Signals
- R••• M••••••• U•••• left A••••••••• F•••••••• S•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2024-06-21)Jan 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address