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Registered advisor
H•••••• F•••••
Feed of 09/14/2026
Also filed as Heather Renee Hale
At current firm
1 y
since Oct 2, 2024
In the industry
19 y
since Jun 23, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 2, 2024 · Overland Park, Ks
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 24, 2018 to Oct 3, 2024 · Overland Park, Ks
- R•• C•••••• M••••••• L•• national BDApr 26, 2017 to Jan 23, 2018 · Leawood, Ks
- T••••••• I••••••••• M••••••••• I••• BD affiliatedFeb 19, 2013 to May 6, 2015 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Oct 3, 2024, registered Oct 2, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- R•• C•••••• M••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Jan 23, 2018, registered Jan 24, 2018 (1 days) · Other
- T••••••• I••••••••• M••••••••• I••• to R•• C•••••• M••••••• L••left May 6, 2015, registered Apr 26, 2017 (721 days) · Other
Signals
- H•••••• F••••• left T••••••• I••••••••• M••••••••• I••• for L•• F•••••••• L•• (registered 2024-10-02)Oct 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address