DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cynthia Rose Sforza
Certified Financial Planner
Feed of 09/14/2026
Also filed as Cindy Sforza
At current firm
3 y
since Aug 15, 2023
In the industry
19 y
since Jul 27, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lucidity Wealth Advisors Inc. state registered currentsince Aug 15, 2023 · Brea, Ca
- Towneley Capital Management, Inc. mixed wealthMar 16, 2021 to Aug 22, 2023 · Laguna Hills, Ca
- Creative Planning independent RIAJul 25, 2017 to Mar 2, 2021 · Irvine, Ca
- Wealthspire Advisors formerSep 21, 2016 to Jul 3, 2017 · Madison, Wi
- Cuna Brokerage Services, Inc. formerApr 1, 2016 to Sep 28, 2016 · Madison, Wi
- Cuna Brokerage Services, Inc. formerJul 3, 2008 to Feb 4, 2016 · Mission Viejo, Ca
- Morgan Stanley & Co. LLC unclassifiedJul 30, 2007 to Feb 20, 2008 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Towneley Capital Management, Inc. to Lucidity Wealth Advisors Inc.left Aug 22, 2023, registered Aug 15, 2023 (-7 days) · RIA to a state-registered adviser
- Creative Planning to Towneley Capital Management, Inc.left Mar 2, 2021, registered Mar 16, 2021 (14 days) · RIA to RIA
- Wealthspire Advisors to Creative Planningleft Jul 3, 2017, registered Jul 25, 2017 (22 days) · Other
- Cuna Brokerage Services, Inc. to Wealthspire Advisorsleft Sep 28, 2016, registered Sep 21, 2016 (-7 days) · Other
- Morgan Stanley & Co. LLC to Cuna Brokerage Services, Inc.left Feb 20, 2008, registered Jul 3, 2008 (134 days) · Other
Signals
- Cynthia Rose Sforza left Towneley Capital Management, Inc. for Lucidity Wealth Advisors Inc. (registered 2023-08-15)Aug 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address