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Registered advisor
V••••••••• S•••••
Feed of 09/14/2026
Also filed as Vijay S•••••
At current firm
9 y
since Jun 30, 2017
In the industry
19 y
since Jul 11, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 30, 2017 · Palo Alto, Ca
- A••••• A•• P••••••• S••••••• BD affiliatedNov 30, 2016 to Mar 27, 2017 · Palo Alto, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 26, 2011 to Nov 21, 2016 · Fremont, Ca
- M•• F•••••••• S•••••••• I••• formerApr 24, 2009 to Jun 11, 2010 · Walnut Creek, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 10, 2008 to Apr 8, 2009 · San Jose, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 12, 2007 to Sep 21, 2007 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 27, 2017, registered Jun 30, 2017 (95 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Nov 21, 2016, registered Nov 30, 2016 (9 days) · Other
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 11, 2010, registered Oct 26, 2011 (502 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Apr 8, 2009, registered Apr 24, 2009 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address