DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A•••• F•••••••
Feed of 09/18/2026
Also filed as Aaron Ross Friedman
At current firm
5 y
since May 12, 2021
In the industry
19 y
since Jul 16, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 12, 2021 · Burbank, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 11, 2008 to Dec 31, 2020 · Thousand Oaks, Ca
- T• A••••••••• I••• formerSep 11, 2008 to Jan 11, 2021 · Thousand Oaks, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Jan 11, 2021, registered May 12, 2021 (121 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Sep 11, 2008 (-4494 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address