RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• E• L•••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Mar 27, 2026 · Alpharetta, Ga
- C••••••••• F•••••••• N•••••• national BDAug 30, 2007 to Mar 30, 2026 · Gillette, Wy
- C••••••••• F•••••••• N•••••• to M•••• F•••••••• A•••••••left Mar 30, 2026, registered Mar 27, 2026 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- G•••••• E• L••••• left C••••••••• F•••••••• N•••••• for M•••• F•••••••• A••••••• (registered 2026-03-27)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address