RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• M•••••• L••
- L•• F•••••••• L•• BD affiliated currentsince Feb 4, 2025 · Swedesboro, Nj
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 22, 2008 to Feb 21, 2025 · Berkeley Heights, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDAug 14, 2008 to Sep 8, 2008 · Marlton, Nj
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Feb 21, 2025, registered Feb 4, 2025 (-17 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Sep 8, 2008, registered Sep 22, 2008 (14 days) · Other
- C••••• M•••••• L•• left V•••• F•••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-02-04)Feb 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address