RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• E•••••• K•••••
- B••• I••••••••• A••••••• I•• independent RIA currentsince May 1, 2019 · Orinda, Ca
- W•••••• • R••• formerNov 24, 2015 to Sep 2, 2016 · San Mateo, Ca
- P••••••••• S••••••••• C••••••••• independent RIAAug 27, 2007 to Sep 26, 2011 · Carpinteria, Ca
- W•••••• • R••• to B••• I••••••••• A••••••• I••left Sep 2, 2016, registered May 1, 2019 (971 days) · Other
- P••••••••• S••••••••• C••••••••• to W•••••• • R•••left Sep 26, 2011, registered Nov 24, 2015 (1520 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address