RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R•• F•••••
- B•••• W•••••• L•• independent RIA currentsince Apr 1, 2025 · Brownstown, Pa
- T•••• W••••• independent RIASep 9, 2022 to Apr 28, 2025 · High Point, Nc
- P•••••••• A••••••• national BDJan 18, 2022 to Sep 13, 2022 · Conshohocken, Pa
- T•••• W••••• to B•••• W•••••• L••left Apr 28, 2025, registered Apr 1, 2025 (-27 days) · RIA to RIA
- P•••••••• A••••••• to T•••• W•••••left Sep 13, 2022, registered Sep 9, 2022 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- A•••• R•• F••••• left T•••• W••••• for B•••• W•••••• L•• (registered 2025-04-01)Apr 28, 2025 · Advisor changed firm · fact
- A•••• R•• F••••• left P•••••••• A••••••• for T•••• W••••• (registered 2022-09-09)Sep 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address