DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven George Meier

LPL Financial LLCBD affiliatedFort Mill, Sc dual registrantIAPD 5345448

Feed of 09/15/2026

Also filed as Steven George Meier

At current firm

0 y

since Aug 24, 2026

In the industry

19 y

since Jul 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 24, 2026 · Omaha, Ne
Osaic Wealth, Inc. BD affiliated
Jun 14, 2024 to Aug 14, 2026 · Scottsdale, Az
Securities America Advisors, Inc. former
Jul 7, 2016 to Jun 14, 2024 · La Vista, Ne
Td Ameritrade Investment Management, LLC former
Jun 10, 2014 to Jul 7, 2016 · Omaha, Ne
Td Ameritrade, Inc. former
Jan 15, 2010 to Jul 7, 2016 · Omaha, Ne
Thrivent Investment Management Inc. BD affiliated
Apr 11, 2008 to Jul 8, 2009 · Omaha, Ne
Waddell & Reed former
Jul 20, 2007 to Apr 7, 2008 · Grand Island, Ne

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Aug 14, 2026, registered Aug 24, 2026 (10 days) · Affiliated broker-dealer or bank to another · moved with a team
Securities America Advisors, Inc. to Osaic Wealth, Inc.
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
Td Ameritrade Investment Management, LLC to Securities America Advisors, Inc.
left Jul 7, 2016, registered Jul 7, 2016 (0 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Jul 7, 2016, registered Jun 10, 2014 (-758 days) · channel change inside one enterprise, not a move
Thrivent Investment Management Inc. to Td Ameritrade, Inc.
left Jul 8, 2009, registered Jan 15, 2010 (191 days) · Other
Waddell & Reed to Thrivent Investment Management Inc.
left Apr 7, 2008, registered Apr 11, 2008 (4 days) · Other

Signals

Steven George Meier left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-08-24)
Aug 14, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address