A•••••••• M••••• G••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 17, 2023 · Spicewood, Tx
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 26, 2016 to Oct 16, 2019 · Austin, Tx
• N•• A•••••• S•••••••• L•• former
  Aug 25, 2014 to Sep 22, 2016 · Austin, Tx
• L•• F•••••••• L•• BD affiliated
  Nov 3, 2011 to Aug 8, 2014 · Fort Mill, Sc
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Jul 11, 2007 to Nov 2, 2010 · Minneapolis, Mn

• K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••
  left Oct 16, 2019, registered Jan 17, 2023 (1189 days) · Affiliated broker-dealer or bank to independent RIA
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 26, 2016 (-149 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to N•• A•••••• S•••••••• L••
  left Aug 8, 2014, registered Aug 25, 2014 (17 days) · Other
• T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••
  left Nov 2, 2010, registered Nov 3, 2011 (366 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address