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Registered advisor

S•••• L•• S••••

C••••• I••••••••• A••••••• L••BD affiliatedDallas, Txdual registrantIAPD 5346098

Feed of 09/14/2026

Also filed as Susan Lyn Barron

At current firm

1 y

since Sep 5, 2025

In the industry

14 y

since Jan 7, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Dallas, Tx
A•••••• A••••••• S••••••• former
Jan 31, 2019 to Sep 5, 2025 · Dallas, Tx
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Jan 10, 2019 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Mar 11, 2013 to Dec 15, 2015 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
F•••• C•••••• A••••••• S••••••• to A•••••• A••••••• S•••••••
left Jan 10, 2019, registered Jan 31, 2019 (21 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address