RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J• O••••••
- I••••••••• W••••• N••••••• I••• i••••••••• wealth currentsince Feb 17, 2021 · Urbandale, Ia
- L•••••• S•• I••••••••• A•••••••• L••••• BD affiliatedJan 29, 2013 to Feb 17, 2021 · Fort Wayne, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 3, 2010 to Dec 19, 2012 · Fort Wayne, In
- L•••••• S•• I••••••••• A•••••••• L••••• to I••••••••• W••••• N••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• S•• I••••••••• A•••••••• L•••••left Dec 19, 2012, registered Jan 29, 2013 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address