DFX Intelligence
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Registered advisor
B•••• E••••• M•••••
Feed of 09/15/2026
Also filed as B•••• E••••• M••••••••• M•••••
At current firm
9 y
since Mar 25, 2017
In the industry
15 y
since Jun 22, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Franklin, Tn
- M•• F•••••••• S•••••••• I••• formerJul 29, 2014 to Mar 25, 2017 · Memphis, Tn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJul 7, 2011 to May 9, 2014 · Goodlettsville, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- T••••••• I••••••••• M••••••••• I••• to M•• F•••••••• S•••••••• I•••left May 9, 2014, registered Jul 29, 2014 (81 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address