RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• P••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 11, 2026 · St. Petersburg, Fl
- J••• M••••• S••••••••• L•• wirehouseSep 11, 2024 to Oct 25, 2024 · Austin, Tx
- G•••• S••••• formerOct 27, 2020 to Jul 6, 2021 · Austin, Tx
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Oct 25, 2024, registered Aug 11, 2026 (655 days) · Wirehouse to affiliated broker-dealer or bank
- G•••• S••••• to J••• M••••• S••••••••• L••left Jul 6, 2021, registered Sep 11, 2024 (1163 days) · Other
- S•••• P•••••• no longer holds an investment adviser registration (last listed at R•••••• J•••• • A••••••••• I••• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- S•••• P•••••• left J••• M••••• S••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-08-11)Oct 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address