K•••• P••• B•••••••••

• J• W• C••• A•••••••• I••• BD affiliated current
  since May 3, 2019 · Midlothian, Va
• T• A••••••••• I••••••••• M••••••••• L•• former
  Nov 6, 2017 to Apr 17, 2019 · Glen Allen, Va
• T• A••••••••• I••• former
  Nov 2, 2017 to Apr 17, 2019 · Glen Allen, Va
• M••••• S•••••• wirehouse
  Nov 13, 2014 to Mar 22, 2017 · Mclean, Va
• R•• C•••••• M••••••• L•• national BD
  Mar 13, 2009 to Dec 11, 2014 · Vienna, Va
• F•••••• B•••• W••••• L•• unclassified
  Jan 17, 2008 to Mar 13, 2009 · Mclean, Va

• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Apr 17, 2019, registered Nov 6, 2017 (-527 days) · channel change inside one enterprise, not a move
• T• A••••••••• I••••••••• M••••••••• L•• to J• W• C••• A•••••••• I•••
  left Apr 17, 2019, registered May 3, 2019 (16 days) · RIA to affiliated broker-dealer or bank
• M••••• S•••••• to T• A••••••••• I•••
  left Mar 22, 2017, registered Nov 2, 2017 (225 days) · Other
• R•• C•••••• M••••••• L•• to M••••• S••••••
  left Dec 11, 2014, registered Nov 13, 2014 (-28 days) · Affiliated broker-dealer or bank to wirehouse
• F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••
  left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address