RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P•••••• O••••••
- K•••• A••••••• R•••••• I••••••••• M••••••••• L•• mixed wealth currentsince May 2, 2019 · Los Angeles, Ca
- N•••••• A•••••••• L•• BD affiliatedMay 4, 2015 to Dec 20, 2016 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerJan 5, 2011 to Feb 13, 2014 · Boston, Ma
- N•••••• A•••••••• L•• to K•••• A••••••• R•••••• I••••••••• M••••••••• L••left Dec 20, 2016, registered May 2, 2019 (863 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to N•••••• A•••••••• L••left Feb 13, 2014, registered May 4, 2015 (445 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address