RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• D• O•••••••
- L•• E••••••••• L•• BD affiliated currentsince Nov 21, 2025 · Wakefield, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 20, 2019 to Nov 21, 2025 · Boston, Ma
- E•••• S••••••••• L•• BD affiliatedOct 24, 2017 to Sep 10, 2018 · Waltham, Ma
- M•• I•••••••• S•••••••• L•• to L•• E••••••••• L••left Nov 21, 2025, registered Nov 21, 2025 (0 days) · Affiliated broker-dealer or bank to another
- E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 10, 2018, registered Mar 20, 2019 (191 days) · Affiliated broker-dealer or bank to another
- A•••• D• O••••••• left M•• I•••••••• S•••••••• L•• for L•• E••••••••• L•• (registered 2025-11-21)Nov 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address