DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua Charles Liljenquist
Certified Financial Planner
Feed of 09/14/2026
Also filed as Joshua Liljenquist
At current firm
6 y
since Oct 10, 2019
In the industry
19 y
since Jul 10, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Oct 10, 2019 · Holladay, Ut
- First Western Advisors formerApr 10, 2014 to Oct 11, 2019 · Holladay, Ut
- E*Trade Capital Management, LLC formerApr 14, 2011 to Apr 14, 2014 · Arlington, Va
- New England Securities Corporation formerDec 6, 2010 to Apr 7, 2011 · Sandy, Ut
- Chase Investment Services Corp. formerMay 16, 2008 to Nov 1, 2010 · Bountiful, Ut
Moves
a registration end followed by a registration begin elsewhere
- First Western Advisors to Raymond James Financial Services Advisors, Incleft Oct 11, 2019, registered Oct 10, 2019 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E*Trade Capital Management, LLC to First Western Advisorsleft Apr 14, 2014, registered Apr 10, 2014 (-4 days) · Other
- New England Securities Corporation to E*Trade Capital Management, LLCleft Apr 7, 2011, registered Apr 14, 2011 (7 days) · Other
- Chase Investment Services Corp. to New England Securities Corporationleft Nov 1, 2010, registered Dec 6, 2010 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address