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Registered advisor
V•••••• M••••••• J••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as V•••••• M••••••• Nave-J••••
At current firm
6 y
since Dec 4, 2019
In the industry
17 y
since Feb 3, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 4, 2019 · Novato, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDApr 21, 2010 to Dec 10, 2019 · San Francisco, Ca
- S••••• A••• A•••• M••••••••• I••• formerFeb 4, 2009 to Feb 26, 2010 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Dec 10, 2019, registered Dec 4, 2019 (-6 days) · Affiliated broker-dealer or bank to another
- S••••• A••• A•••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 26, 2010, registered Apr 21, 2010 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address