RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J••••••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2026 · Long Beach, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 31, 2013 to Jul 14, 2026 · Sugarland, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 5, 2007 to Jun 3, 2013 · Beaumont, Tx
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Jul 14, 2026, registered Jul 21, 2026 (7 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 3, 2013, registered May 31, 2013 (-3 days) · Wirehouse to wirehouse
- T•••••• J••••••• R••••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2026-07-21)Jul 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address