RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•• F•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 21, 2016 · Palm Coast, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 9, 2012 to Nov 19, 2016 · Palm Coast, Fl
- Q•••• C•••••• S••••••••• I••• formerAug 19, 2011 to Feb 6, 2012 · Palm Coast, Fl
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 19, 2016, registered Nov 21, 2016 (2 days) · Other
- Q•••• C•••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Feb 6, 2012, registered Feb 9, 2012 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address