RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• A• R••••••
- R•••••• C•••••• M••••••••• L•• state registered currentsince Jan 6, 2023 · Canton, Oh
- R•••••• C•••••• M••••••••• L•• state registeredOct 8, 2013 to Dec 31, 2022 · Canton, Oh
- L••••• I••••••••• G••••• L•• unclassifiedAug 30, 2011 to Mar 7, 2012 · Canton, Oh
- C•••• I••••••••• S••••••• C•••• formerAug 15, 2011 to Aug 26, 2011 · Canton, Oh
- M••••• S•••••• wirehouseJun 7, 2010 to Jul 14, 2011 · Canton, Oh
- L••••• I••••••••• G••••• L•• to R•••••• C•••••• M••••••••• L••left Mar 7, 2012, registered Oct 8, 2013 (580 days) · Other
- C•••• I••••••••• S••••••• C•••• to L••••• I••••••••• G••••• L••left Aug 26, 2011, registered Aug 30, 2011 (4 days) · Other
- M••••• S•••••• to C•••• I••••••••• S••••••• C••••left Jul 14, 2011, registered Aug 15, 2011 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address