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Registered advisor
M•••••• S• S•••••••
Feed of 09/14/2026
Also filed as Matthew Stephen Schlicht
At current firm
3 y
since Nov 21, 2022
In the industry
16 y
since Apr 22, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 21, 2022 · Rochester, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 23, 2012 to Nov 17, 2022 · Pittsford, Ny
- W••• S••••• F•••••••• G••••• I•• formerJul 27, 2011 to May 11, 2012 · Victor, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 7, 2010 to Jul 19, 2011 · Pittsford, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 17, 2022, registered Nov 21, 2022 (4 days) · Wirehouse to wirehouse · moved with a team
- W••• S••••• F•••••••• G••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 11, 2012, registered Jul 23, 2012 (73 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••• S••••• F•••••••• G••••• I••left Jul 19, 2011, registered Jul 27, 2011 (8 days) · Other
Signals
- M•••••• S• S••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-11-21)Nov 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address