A••••• S• H•••

• S••••• P•••••• W•••••• L•• state registered current
  since May 6, 2019 · Acworth, Ga
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Apr 28, 2017 to Jan 7, 2019 · Atlanta, Ga
• W•••• F•••• A••••••• wirehouse
  Jan 17, 2017 to Mar 29, 2017 · Roswell, Ga
• C•••••• S••••• • C••• I••• national BD
  Dec 7, 2010 to Mar 12, 2015 · Savannah, Ga
• S••••••• I••••••••• S•••••••• I••• former
  Mar 25, 2009 to Nov 30, 2009 · Atlanta, Ga

• N••••••••• M••••• I••••••••• S••••••••• to S••••• P•••••• W•••••• L••
  left Jan 7, 2019, registered May 6, 2019 (119 days) · Other
• W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
  left Mar 29, 2017, registered Apr 28, 2017 (30 days) · Other
• C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••
  left Mar 12, 2015, registered Jan 17, 2017 (677 days) · Affiliated broker-dealer or bank to wirehouse
• S••••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••
  left Nov 30, 2009, registered Dec 7, 2010 (372 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address