RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• P••• B•••••••
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 25, 2024 · Beaver Falls, Pa
- C••••••• A••••••• G••••• I••• state registeredOct 6, 2021 to Jan 25, 2024 · Zelienople, Pa
- C•• F•••••••• S••••••• unclassifiedJun 11, 2014 to Dec 2, 2021 · Beaver Falls, Pa
- M•• F•••••••• S•••••••• I••• formerJul 8, 2008 to Jun 12, 2014 · Beaver Falls, Pa
- C••••••• A••••••• G••••• I••• to C••••••••• F•••••••• N••••••left Jan 25, 2024, registered Jan 25, 2024 (0 days) · Other
- C•• F•••••••• S••••••• to C••••••• A••••••• G••••• I•••left Dec 2, 2021, registered Oct 6, 2021 (-57 days) · Other
- M•• F•••••••• S•••••••• I••• to C•• F•••••••• S•••••••left Jun 12, 2014, registered Jun 11, 2014 (-1 days) · Other
- B••••••• P••• B••••••• left C••••••• A••••••• G••••• I••• for C••••••••• F•••••••• N•••••• (registered 2024-01-25)Jan 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address