RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• T••••• C•••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 24, 2022 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedAug 19, 2013 to Jun 13, 2022 · Pittsburgh, Pa
- H• B•••• I••• formerJan 3, 2012 to Aug 13, 2013 · York, Pa
- P•• W••••• M••••••••• BD affiliatedDec 15, 2009 to Dec 5, 2011 · Turtle Creek, Pa
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Jun 13, 2022, registered May 24, 2022 (-20 days) · RIA to affiliated broker-dealer or bank · moved with a team
- H• B•••• I••• to L•• F•••••••• L••left Aug 13, 2013, registered Aug 19, 2013 (6 days) · Other
- P•• W••••• M••••••••• to H• B•••• I•••left Dec 5, 2011, registered Jan 3, 2012 (29 days) · Other
- C••••••••• T••••• C••••• left L•• F•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2022-05-24)Jun 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address