DFX Intelligence
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Registered advisor
W•••••• B••••••• A•••• M•••••
Feed of 09/14/2026
Also filed as W•••••• B••••••• A•••• M••••••••• A• M••••••••• A•••• M••••••••• B••••••• A•••• M••••••••• A•••• M•••••
At current firm
3 y
since Apr 19, 2023
In the industry
19 y
since Sep 8, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Apr 19, 2023 · Wenatchee, Wa
- E•••• S••••••••• L•• BD affiliatedApr 12, 2016 to Dec 16, 2022 · Wenatchee, Wa
- M•• F•••••••• S•••••••• I••• formerFeb 8, 2008 to Dec 16, 2015 · Wenatchee, Wa
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to E•••• S••••••••• L••left Dec 16, 2015, registered Apr 12, 2016 (118 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address