DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• F•••••••• S•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 31, 2017 · 20 filings
SEC status approved since Jun 16, 2017
RAUM
$508M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$508M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$508M as of Mar 31, 2026
Mar 30, 2018$148M then
HNW client RAUM$435M as of Mar 31, 2026
Mar 30, 2018$84.1M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 30, 20184 then
Employees (5.A)9 as of Mar 31, 2026
Mar 30, 20185 then
Private funds: no history
RAUM +19% over the last fiscal year+20% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -33%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$435M86%
- Individuals$72.9M14%
- Individual clients
- 148reported
- HNW clients
- 232reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 380reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $12.0M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• B•••• B•••••Certified Financial Planner, Chartered Financial Consultant | Springfield, Va | Jan 27, 2004 | 33 y | 1 |
| R•••••• G•••••• R••••••••Certified Financial Planner, Chartered Financial Consultant | Springfield, Va | Feb 7, 2008 | 18 y | 0 |
| G•• R••••• X• M•••••••• | Springfield, Va | Sep 3, 2014 | 27 y | 1 |
| G•••••• P•••• G••••••• | Springfield, Va | Jan 28, 2015 | 18 y | 3 |
| P•••••• W•••••• K••••• | Springfield, Va | Jan 27, 2021 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••••• P• R••• to S•••••••• A••••••• L••Dec 15, 2014 · Other
Joined, latest
- P•••••• W•••••• K••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Jan 27, 2021 · Affiliated broker-dealer or bank to independent RIA
- G•••••• P•••• G••••••• from N•••• F•••••••• P••••••• L••Jan 28, 2015 · Other
- G•• R••••• X• M•••••••• from C•••••• I••••••••• A•••••••Sep 3, 2014 · Other
- P•••••• B•••• B••••• from W••••• S••••• A••••••• I••Jan 27, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• P••••••• B•••• · Owner, Ccocontrolsince 12/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Springfield, Va · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Palm Coast, FL1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $426,047,872 to $507,531,045, advisors 5 to 5, private clients 565 to 380, offices 2 to 2 (2025-03-31 to 2026-03-31)peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 408 to 380Mar 31, 2025 to Mar 31, 2026
- HNW clients · 157 to 232Mar 31, 2025 to Mar 31, 2026
- Individual clients · 408 to 148Mar 31, 2025 to Mar 31, 2026
- Employees · 8 to 9Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $426M to $508MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $366M to $435MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $59.6M to $72.9MMar 31, 2025 to Mar 31, 2026
- RAUM · $426M to $508MMar 31, 2025 to Mar 31, 2026
- Wrap assets (manager) · $9.8M to $12.0MMar 31, 2025 to Mar 31, 2026
- Accounts · 531 to 408Jan 7, 2025 to Mar 31, 2025
- HNW clients · 165 to 157Jan 7, 2025 to Mar 31, 2025
- Individual clients · 366 to 408Jan 7, 2025 to Mar 31, 2025
- Employees · 7 to 8Jan 7, 2025 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Jan 7, 2025 to Mar 31, 2025
- Discretionary RAUM · $372M to $426MJan 7, 2025 to Mar 31, 2025
- HNW RAUM · $313M to $366MJan 7, 2025 to Mar 31, 2025
- Individual RAUM · $58.7M to $59.6MJan 7, 2025 to Mar 31, 2025
- RAUM · $372M to $426MJan 7, 2025 to Mar 31, 2025
- Accounts · 1,037 to 531Mar 30, 2023 to Mar 28, 2024
- HNW clients · 158 to 165Mar 30, 2023 to Mar 28, 2024
- Individual clients · 393 to 366Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $295M to $372MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $256M to $313MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $39.6M to $58.7MMar 30, 2023 to Mar 28, 2024
- RAUM · $295M to $372MMar 30, 2023 to Mar 28, 2024
- Wrap assets (manager) · $7.9M to $9.8MMar 30, 2023 to Mar 28, 2024
- Accounts · 935 to 1,037Mar 31, 2022 to Mar 30, 2023
- HNW clients · 161 to 158Mar 31, 2022 to Mar 30, 2023
- Individual clients · 345 to 393Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $306M to $295MMar 31, 2022 to Mar 30, 2023
- HNW RAUM · $228M to $256MMar 31, 2022 to Mar 30, 2023
- Individual RAUM · $77.5M to $39.6MMar 31, 2022 to Mar 30, 2023
- RAUM · $306M to $295MMar 31, 2022 to Mar 30, 2023
- Wrap assets (manager) · $10.0M to $7.9MMar 31, 2022 to Mar 30, 2023
- Accounts · 806 to 935Mar 8, 2022 to Mar 31, 2022
- HNW clients · 155 to 161Mar 8, 2022 to Mar 31, 2022
- Individual clients · 273 to 345Mar 8, 2022 to Mar 31, 2022
- Employees · 6 to 7Mar 8, 2022 to Mar 31, 2022
- Discretionary RAUM · $261M to $306MMar 8, 2022 to Mar 31, 2022
- HNW RAUM · $179M to $228MMar 8, 2022 to Mar 31, 2022
Signals
1 dated events
- W••••••••• F•••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)May 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- g••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- d•••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k•••••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-372-1717reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-372-1701reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- W•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-372-1717reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026