RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• D•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 25, 2026 · Little Rock, Ar
- E••••• J•••• national BDOct 10, 2022 to Jun 26, 2026 · Little Rock, Ar
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 9, 2011 to Oct 10, 2022 · Little Rock, Ar
- E••••• J•••• to L•• F•••••••• L••left Jun 26, 2026, registered Jun 25, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Oct 10, 2022, registered Oct 10, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank
- A•••• D••••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2026-06-25)Jun 26, 2026 · Advisor changed firm · fact
- A•••• D••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2022-10-10)Oct 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address