DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J••••••

I••••••••• F•••••••• P•••••••BD affiliatedTampa, Fldual registrantIAPD 5363604

Feed of 09/14/2026

Also filed as T••••• Nathaniel J••••••

At current firm

0 y

since Mar 26, 2026

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• P••••••• BD affiliated current
since Mar 26, 2026 · Tampa, Fl
I••••••••• F•••••••• P••••••• BD affiliated
Nov 17, 2025 to Dec 31, 2025 · Tampa, Fl
C••••• A••••••• G••••• L•• i••••••••• wealth
Aug 8, 2023 to Feb 20, 2024 · Clearwater, Fl
N•••••• G•••• C••••••••• L•• institutional
Oct 16, 2019 to Dec 20, 2022 · St. Petersburg, Fl
G••••• F•••••••• P•••••• C••••••• I••• former
Feb 27, 2019 to Jun 27, 2019 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• G••••• L•• to I••••••••• F•••••••• P•••••••
left Feb 20, 2024, registered Nov 17, 2025 (636 days) · RIA to affiliated broker-dealer or bank
N•••••• G•••• C••••••••• L•• to C••••• A••••••• G••••• L••
left Dec 20, 2022, registered Aug 8, 2023 (231 days) · Other
G••••• F•••••••• P•••••• C••••••• I••• to N•••••• G•••• C••••••••• L••
left Jun 27, 2019, registered Oct 16, 2019 (111 days) · Other

Signals

T••••• J•••••• left C••••• A••••••• G••••• L•• for I••••••••• F•••••••• P••••••• (registered 2025-11-17)
Feb 20, 2024 · Advisor changed firm · fact
T••••• J•••••• left N•••••• G•••• C••••••••• L•• for C••••• A••••••• G••••• L•• (registered 2023-08-08)
Dec 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address