DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lindsey Cain Bulger
Feed of 09/14/2026
Also filed as Lindsey Erin Cain
At current firm
3 y
since Sep 26, 2022
In the industry
17 y
since Nov 13, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Nomura Investment Management Business Trust asset manager currentsince Sep 26, 2022 · Philadelphia, Pa
- Pgim Investments LLC asset managerApr 23, 2010 to May 13, 2021 · Newark, Nj
- Envestnet Portfolio Solutions, Inc. independent RIANov 14, 2008 to Mar 19, 2010 · Berwyn, Pa
Moves
a registration end followed by a registration begin elsewhere
- Pgim Investments LLC to Nomura Investment Management Business Trustleft May 13, 2021, registered Sep 26, 2022 (501 days) · Other
- Envestnet Portfolio Solutions, Inc. to Pgim Investments LLCleft Mar 19, 2010, registered Apr 23, 2010 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address