RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••• L•••••
- N••••••• 4•••• L•• institutional currentsince Jul 30, 2024 · Birmingham, Al
- K•••••• R••••••••• P••• S•••••••• unclassifiedOct 11, 2017 to Jul 30, 2024 · Birmingham, Al
- B•• W••••• S••••••••• independent RIAFeb 23, 2015 to Sep 4, 2017 · Vestavia, Al
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 18, 2013 to Jan 14, 2015 · Birmingham, Al
- K•••••• R••••••••• P••• S•••••••• to N••••••• 4•••• L••left Jul 30, 2024, registered Jul 30, 2024 (0 days) · Other
- B•• W••••• S••••••••• to K•••••• R••••••••• P••• S••••••••left Sep 4, 2017, registered Oct 11, 2017 (37 days) · Other
- M•• I•••••••• S•••••••• L•• to B•• W••••• S•••••••••left Jan 14, 2015, registered Feb 23, 2015 (40 days) · Other
- J••••• R••• L••••• left K•••••• R••••••••• P••• S•••••••• for N••••••• 4•••• L•• (registered 2024-07-30)Jul 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address