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Registered advisor
J••• A• F••••••
Feed of 09/14/2026
Also filed as J••• Alan F••••••
At current firm
4 y
since Nov 5, 2021
In the industry
18 y
since May 14, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Nov 5, 2021 · Bradford, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 29, 2018 to Nov 10, 2021 · Cincinnati, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedMay 8, 2012 to May 11, 2018 · Paris, Ky
- U••• B•••••• I••••••••• I••• formerDec 23, 2009 to May 9, 2012 · Piqua, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Nov 10, 2021, registered Nov 5, 2021 (-5 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to M•• I•••••••• S•••••••• L••left May 11, 2018, registered Jun 29, 2018 (49 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left May 9, 2012, registered May 8, 2012 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address