DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• B••••• K••••••

G•••• P•••••• W••••• M•••••••••independent RIAPleasanton, CaIA-onlyIAPD 5369771

Feed of 09/14/2026

Also filed as J•••••• K••••••

At current firm

1 y

since Feb 11, 2025

In the industry

19 y

since Jul 31, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Wealth Manager, CETF®reportedgrantprivate.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

G•••• P•••••• W••••• M••••••••• independent RIA current
since Feb 11, 2025 · Pleasanton, Ca
S•••••••• A••••••• L•• national BD
Jan 17, 2013 to Oct 20, 2017 · Palo Alto, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 1, 2010 to Dec 18, 2012 · Los Altos, Ca
W•••• F•••• I••••••••• L•• unclassified
Dec 11, 2008 to Apr 13, 2010 · Redwood City, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to G•••• P•••••• W••••• M•••••••••
left Oct 20, 2017, registered Feb 11, 2025 (2671 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••
left Dec 18, 2012, registered Jan 17, 2013 (30 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 13, 2010, registered Apr 1, 2010 (-12 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address