RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J••• G•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 22, 2024 · Voorhees, Nj
- O•••• F•• I••• formerFeb 24, 2020 to Mar 27, 2024 · Moorestown, Nj
- H•••••• T••••••• • K•••• L•• independent RIAMar 2, 2015 to Feb 3, 2020 · Conshohocken, Pa
- O•••• F•• I••• to L•• F•••••••• L••left Mar 27, 2024, registered Mar 22, 2024 (-5 days) · Affiliated broker-dealer or bank to another
- H•••••• T••••••• • K•••• L•• to O•••• F•• I•••left Feb 3, 2020, registered Feb 24, 2020 (21 days) · Affiliated broker-dealer or bank to another
- K•••• J••• G••••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-03-22)Mar 27, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address