RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• R•••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 8, 2017 · Vero Beach, Fl
- P••••••••• A••••••• S••••••• I•• independent RIAFeb 3, 2016 to Feb 13, 2017 · Vero Beach, Fl
- M••••• S•••••• wirehouseMay 1, 2014 to Nov 13, 2015 · Vero Beach, Fl
- P••••••••• A••••••• S••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 13, 2017, registered Mar 8, 2017 (23 days) · Other
- M••••• S•••••• to P••••••••• A••••••• S••••••• I••left Nov 13, 2015, registered Feb 3, 2016 (82 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address