RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• J•••• T••••••
- T•••••• W••••• M••••••••• L•• independent RIA currentsince Nov 5, 2019 · Vienna, Va
- S••••••• W••••• M••••••••• I••• independent RIAJun 2, 2015 to Oct 23, 2019 · Reston, Va
- U••• F•••••••• P••••••• S••••••• formerJan 26, 2011 to May 26, 2015 · Mclean, Va
- K••• P•••• A•••••••• L•• formerMar 18, 2008 to Jan 19, 2011 · Vienna, Va
- S••••••• W••••• M••••••••• I••• to T•••••• W••••• M••••••••• L••left Oct 23, 2019, registered Nov 5, 2019 (13 days) · RIA to RIA
- U••• F•••••••• P••••••• S••••••• to S••••••• W••••• M••••••••• I•••left May 26, 2015, registered Jun 2, 2015 (7 days) · Other
- K••• P•••• A•••••••• L•• to U••• F•••••••• P••••••• S•••••••left Jan 19, 2011, registered Jan 26, 2011 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address