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RIA Intelligence
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Registered advisor
J•••• P••• O••••••
Feed of 09/14/2026
Also filed as J•••• O••••••
At current firm
5 y
since Jul 21, 2021
In the industry
19 y
since Sep 7, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2021 · Reno, Nv
- W•••••• • R••• formerApr 11, 2012 to Jul 21, 2021 · Reno, Nv
- E••••• J•••• national BDSep 19, 2007 to Apr 4, 2012 · Sparks, Nv
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- E••••• J•••• to W•••••• • R•••left Apr 4, 2012, registered Apr 11, 2012 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address