RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• A•••••• C•••••
- C••••• W••••• A••••••• L•• state registered currentsince Feb 12, 2018 · Oldsmar, Fl
- C••••• W••••• A••••••• L•• state registeredFeb 2, 2018 to Dec 31, 2018 · Oldsmar, Fl
- B••••••••• W••••• A•••••••• L•• no RAUMNov 17, 2014 to Mar 1, 2018 · Tampa, Fl
- R••••••• H••••••• I••••••••• A•••••••• I••• formerOct 28, 2013 to Oct 30, 2014 · Tampa, Fl
- C•••••• A••••••• S•••••••• L•• independent RIAApr 4, 2013 to Apr 8, 2014 · Tampa, Fl
- C••••• • A••••••••• I••• independent RIAFeb 18, 2011 to Jan 15, 2013 · Tampa, Fl
- J•• C•••••• A•••••••• L•• formerSep 7, 2010 to Feb 14, 2011 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Sep 8, 2010 · Orlando, Fl
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 6, 2008 to Oct 5, 2009 · Orlando, Fl
- B••••••••• W••••• A•••••••• L•• to C••••• W••••• A••••••• L••left Mar 1, 2018, registered Feb 2, 2018 (-27 days) · RIA to a state-registered adviser
- R••••••• H••••••• I••••••••• A•••••••• I••• to B••••••••• W••••• A•••••••• L••left Oct 30, 2014, registered Nov 17, 2014 (18 days) · Other
- C•••••• A••••••• S•••••••• L•• to R••••••• H••••••• I••••••••• A•••••••• I•••left Apr 8, 2014, registered Oct 28, 2013 (-162 days) · Other
- C••••• • A••••••••• I••• to C•••••• A••••••• S•••••••• L••left Jan 15, 2013, registered Apr 4, 2013 (79 days) · Other
- J•• C•••••• A•••••••• L•• to C••••• • A••••••••• I•••left Feb 14, 2011, registered Feb 18, 2011 (4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to J•• C•••••• A•••••••• L••left Sep 8, 2010, registered Sep 7, 2010 (-1 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address